Compliance Officer
Compliance Officer
Financial Services
100%
Bern
Basel
Zurich
Start
Duration
2 Monate
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Country
Switzerland
Sector
Financial Services
Utilization
Full-time
Area
Bern
Basel
Zurich
Alpinum Solutions is the leading Alternative Legal Service Provider (ALSP) in Switzerland, Germany and Liechtenstein, specializing in Interim Legal & Compliance workforce solutions for complex mandates.
For our client, we are looking for a Compliance Officer to provide temporary support for their Compliance function. The role involves handling outstanding audit and control activities that the existing team cannot complete within the required deadlines by year-end.
Key Responsibilities
- Conduct compliance reviews, controls and audits within a banking environment, with a focus on regulatory requirements and KYC/AML processes.
- Review and assess KYC files, client due diligence and related compliance controls, identifying gaps and potential risks.
- Independently plan and execute compliance reviews, document findings and support reporting/remediation of identified issues.
Experience & Qualifications
- Several years of experience in banking compliance, ideally within a Swiss bank or financial institution.
- Strong KYC/AML experience, including reviewing client files, due diligence and compliance controls.
- Previous audit/control/testing experience, ideally from a Big Four or internal compliance/audit environment, with the ability to work independently.
What we offer
At Alpinum Solutions, project lawyers and interim attorneys work on diverse interim and project mandates in an international and dynamic environment. As part of our Interim Legal & Compliance Workforce, you benefit from flexible engagement models, attractive compensation, and exciting mandates with leading companies.
If this mandate matches your experience and availability, we look forward to hearing from you.